EPSTEIN
page 7 / 291 . OCR, unverified
Assets to be transferred to Pershing
LLC A/C # N4G-
- Southern Financial, LLC
2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN /
17% CAP
Cusip:
- tx via DTC
1,000,000 JPM CONT BUFF EQ 5X7P 10/16/14 85% CONTIN BARRIER- 0%
CPN /
Cusip:
- tx via DTC
-
„000
SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75%
BARRIE -
'
UNCAPPED
Cusip:
- tx via DTC
3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY
EUROCLEAR
ISIN:
EUROCLEAR
ISIN:
ISIN
LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY
2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
EUR 291,846.67 - EURO cash wire instructions needed
JPM Southern Trust Co., Inc.
- Assets to be transferred to Pershing
LLC A/C #
2,000,000 PETROLEOS OE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029436
CONFIDENTIAL
SDNY_GM_00175620
EFTA01344166
--- SOURCE: IMAGES__0014__EFTA01344167.txt ---
METADATA_SOURCE: IMAGES0014
METADATA_FILENAME: EFTA01344167.pdf
----------------------------------------
Vahe Ste panian
Associate I Wealth Investment Coverage
Deutsche Bank Securities Inc
Deutsche Asset 8 Wealth Management
345 Park Avenue - 26th Floor
Nov
Tel
Fax
— Forwarded by Amanda Kirb klbldbcom on 11(27/2013 02.47 PM —
From.
"Young. Janet 6'
,
To.
Amanda
Lisa D
Cc.
PB-ServIce1318
. Harty Baler <
Date:
11/27/2013 02:40 PM
Subject.
Epmen - Assets to transfer
Amanda and Lisa,
Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next
several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also
going to need EURO wire instructions so that the currency can be transferred too.
.IPM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C U N4G- xxx804 — Southern Financial, LLC
2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP
Cusip:
— tx via DTC
1,000,000 1PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP
Cusip:
- tx via DTC
-
2,000,000 56 MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED
Cusip:
— tx via DTC
-
3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR
ISIN:
-
LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HEW BY EUROCLEAR
ISIN
-
2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN
EUR 291,846.67 — EURO cash wire instructions needed
IPM Southern Trust Co., inc.(
) — Assets to be transferred to Pershing LLC A/C U N4G-xxx812
-
2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN
Thank You!
Janet Young
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029444
CONFIDENTIAL
SDNY_GM_00175628
EFTA01344167
--- SOURCE: IMAGES__0014__EFTA01344168.txt ---
METADATA_SOURCE: IMAGES0014
METADATA_FILENAME: EFTA01344168.pdf
----------------------------------------
-- Forwarded by Amanda Kirby/db/dbcom on 1127201302:47 PM —
From'
"Young. Janet E"
To•
Co:
PB-Service1318
Harry Baler
Date:
11/27/201302:40 PM
Subject
Epsteil - Assets to transfer
Amanda and Lisa,
Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next
several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also
going to need EURO wire instructions so that the currency can be transferred too.
JPM Southern Financial, LLC I
tssets to be transferred to Pershing LLC A/C
— Southern Financial, LLC
2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP
- tx via DTC
•
1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP
tx via DTC
2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED
tx via DTC
-
3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR
-
LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR
-
2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN X50460546525
-
EUR 291,846.67 — EURO cash wire Instructions needed
JPM Southern Trust Co., Inc.(WxxxxS001) — Assets to be transferred to Pershing LLC A/C I
-
2,000,000 PETROLEOS DE VENEZUELA 5 5% OCT 28 2015 HELD BY EUROCLEAR
Thank You!
Janet Young
Janet E. Young] Vice President I Private Bank 11.P. Morgan
Alternate contacts: Gina Magliocco and Jason Grosse I
To ensure a prompt response, please direct your reply to our team:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029449
CONFIDENTIAL
SDNY_GM_00175633
EFTA01344168
--- SOURCE: IMAGES__0014__EFTA01344169.txt ---
METADATA_SOURCE: IMAGES0014
METADATA_FILENAME: EFTA01344169.pdf
----------------------------------------
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